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Smaller businesses in the US are being disproportionately affected by the cost of compliance with the 2002 Sarbanes-Oxley Act, a key congressional study found yesterday. But the findings stopped short of (more…)
#compliance#investment#SEC
The Securities and Exchange Commission has reiterated its advice to investors to exercise caution and monitor information disclosures by Eastern…
#SEC#trade
The Securities and Exchange Commission (SEC) has ordered Eastern Wire Plc (EWC) and Siam General Factoring (SGF) to disclose details…
#bank#DEC#guarantee
Two small-business leadership groups are rallying the nation's 5,000 publicly-traded microcap companies to lobby for reform of SEC Rule 504…
#leadership#SEC#small business
The company previously disclosed that its audit committee began an internal investigation in response to an SEC inquiry regarding the…
#JP Morgan#SEC#Vice president
First Business Financial Services, Inc. has announced plans to file as a public company with the Securities and Exchange Commission…
#bank#commercial finance#financial services
On 19 July the Central Retail Corp and Central Department Store respectively sold their 50 per cent and ten per…
#SEC#WHO
Riverside, California firm MX Factors and its two Inland Empire investment arms -- all three accused of running a multi-million-dollar…
#Corona#i#investment
Whitehall Jewellers Inc. said on Thursday that it had fired chief financial officer Jon Browne as a result of an…
#factoring fraud#receivables#SEC
The Bank of New York Company, Inc. (BNY) and General Motors Acceptance Corporation (GMAC) have agreed to a settlement regarding…
#bank#SEC
What started as a helping hand has strangled a struggling local tech firm. Chantilly-based Stratesec abruptly shut its doors because…
#bank#cash-flow#international
The Securities and Exchange Commission (SEC) has formed a committee to look into the activities of financing companies and to…
#banks#regulation#SEC
KBK Capital Corporation, which provides business credit to middle-market companies, announced that, as of the close of business on September…
#bank#commercial finance#management