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The Financial Conduct Authority has warned financial institutions that sanctions compliance remains an area of significant supervisory focus, as geopolitical tensions and enforcement activity continue to increase. The regulator said firms must ensure they have effective systems and controls in...
#compliance#FCA#risk management
The FCA and Bank of England have set out a shared vision for tokenisation in UK wholesale markets, giving financial…
#Bank of England#DLT#FCA
UK Finance has published its plan for growth, which was submitted to the Government in early March. The plan brings…
#FCA#Financial Ombudsman Service#Payment Systems Regulator
The FCA has found wholesale brokers need to enhance their systems, controls, risk awareness and training to guard against money…
#anti money laundering#FCA
A recent UK Court of Appeal ruling on commission disclosure in the motor finance trade may have a significant impact…
#commission#commission disclosure#Court of Appeal
UK Finance has responded to the Financial Conduct Authority (FCA)’s Consultation Paper on changes to its Enforcement Guide and the…
#FCA#Financial Conduct Authority
In response to mounting concerns over lending practices in the small business sector, the UK Financial Conduct Authority (FCA) has…
#FCA#FSB#SME lending
In order to provide invoice finance via its online comparison platform, UK-based ABC Finance has partnered with Uswitch. The collaboration…
#FCA#Financial Conduct Authority#insurance
The Financial Conduct Authority (FCA) has fined Guaranty Trust Bank (UK) Limited (GT Bank) £7,671,800 for serious weaknesses in its…
Providers of environment, social and governance (ESG) ratings on companies will be asked to apply a voluntary best practice code…
#ESG#FCA
Banks and building societies will need to assess the impact of changes to their services... (more…)
#banking services#FCA#Financial Conduct Authority
COP26 may have focused on big business, but 90% are small and medium sized enterprises (SMEs), which is why ACCA…
#ANZ#FCA#international
The Financial Conduct Authority (FCA) has opened an investigation into the collapse of ... (more…)
#FCA#Greensill